Personal Liquidity
Access capital without selling shares or triggering taxable events, subject to individual circumstances and lender terms.
Unlock Liquidity. Preserve Your Position.
Don’t Sell Your
Stock Position.
Borrow Instead.
Get the cash you need now.
Keep your stock for future appreciation.
Global Capital.
Local Perspective.
Local Perspective.
$1M – $1B+Facility Size
Up to 75%Advance Rate
Starting at5.25%Indicative Fixed Rate
< 2 WeeksTypical Funding
Capital Solutions
Flexible Financing for Concentrated Stock Positions
We provide non-recourse and recourse financing solutions secured by marketable securities for individuals, family offices, founders, executives and corporations, subject to lender underwriting and definitive terms.
Wealth Preservation
Maintain your long-term investment strategy while meeting near-term liquidity needs.
Strategic Opportunities
Fund real estate, business expansion, acquisitions or other opportunities.
Global Reach
Financing inquiries involving eligible securities in U.S. and international markets.
Process
Global Reach.
Efficient Execution.
A streamlined process for qualified clients exploring stock-secured financing.
Global Markets
U.S. & International Exchanges
Eligible securities may include exchange-listed equities, ETFs, fixed income and other marketable securities, subject to lender and jurisdictional requirements.
United StatesNYSE · NASDAQ and other major exchanges
Hong KongHKEX and eligible listed securities
United KingdomLondon Stock Exchange
CanadaTSX and other major Canadian markets
JapanTokyo and eligible listed securities
Europe & AsiaMajor exchanges, subject to eligibility
How It Works
A Simple, Efficient Process.
01
Position Review
Review securities, custodian, requested facility and use of proceeds.
02
Indicative Review
Determine whether the position may fit an available structure.
03
Term Sheet
Qualified opportunities may receive indicative terms.
04
Documentation
Complete KYC/AML, legal, custody and definitive documentation.
05
Funding
Once conditions are satisfied, the approved facility may fund.
About
Strategic Access to
Stock-Secured Capital.
A referral and relationship platform connecting qualified clients with independent stock lenders and financing providers.
Who We Serve
For Shareholders, Founders, Executives and Capital Partners.
Aspen Stock Loans is designed for clients who may want liquidity while maintaining ownership of eligible securities.
Founders & Executives
Liquidity for business opportunities and other capital needs.
Family Offices
Confidential financing solutions for strategic liquidity and diversification.
Corporations
Potential liquidity for acquisitions, expansion and refinancing.
Shareholders & Investors
Potential liquidity while maintaining an eligible securities position.
The Aspen Model
Independent Lender Relationships. Client-Focused Execution.
Aspen Stock Loans is not a direct lender. It acts as a referral agent and does not make credit decisions, approve loans, determine final rates or terms, hold client securities, or guarantee financing.